David Modzelewski
David Modzelewski is a registered investment advisor at St. Germain Investment Management, based in Springfield, MA, with 3 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 2 more. Their firm serves 6,722 clients with $3.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.60% |
Fees are negotiable based on asset complexity, anticipated future assets, and account style. A minimum quarterly fee of $25 applies.
Fee Estimator
Location
1500 Main St, 25th Floor, Springfield, MA, 01115-1001
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a member of the Finance Committee for the YWCA of Western Massachusetts since September 2024. He dedicates minimal time per month to this volunteer position, which involves discussing the financial aspects of the organization.
Employment History
Current Registrations
St. Germain Investment Management
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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