Abhishek Gupta is a registered investment advisor, based in Nabha, with 2 years of industry experience.
Location
Nabha
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Abhishek works as a process developer and operation support at Genpact India Pvt. Ltd., a business process outsourcing company, since February 2023. This takes nearly full-time hours, including during trading hours.
Employment History
Current Registrations
Cetera Financial Specialists LLC
January 2025 - Present · 1 yr 4 mos
Cetera Financial Specialists LLCBroker
January 2025 - Present · 1 yr 4 mos
Cetera Investment Advisers LLC
November 2024 - Present · 1 yr 6 mos
Cetera Advisors LLCBroker
December 2023 - Present · 2 yrs 5 mos
Cetera Advisors LLC
December 2023 - Present · 2 yrs 5 mos
Cetera Investment Services LLC
September 2023 - Present · 2 yrs 8 mos
Cetera Investment Services LLCBroker
September 2023 - Present · 2 yrs 8 mos
Cetera Wealth Services, LLCBroker
May 2023 - Present · 3 yrs
Cetera Wealth Services, LLC
May 2023 - Present · 3 yrs
Previous Registrations
Avantax Investment Services, INC.Broker
January 2025 - September 2025 · 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.