Adam Simon is a registered investment advisor at Concorde Asset Management, LLC, based in San Francisco, CA, with 2 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 3,253 clients with $490M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Concorde Asset Management offers investment management services with fees that are negotiable. The fees do not include platform fees and custodial expenses. Total fees to your representative typically range from 1% to 2% and can only be changed with your approval in advance.
Fees for Discretionary Investment Management accounts can reach a maximum of 2.25% annually, including platform fees. This fee covers the representative's fee, the subadvisor or model manager's fee, and the overlay platform fee. Custodian fees are separate.
Location
San Francisco, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Adam provides real estate consulting services as President of Nomisimon, Inc., dedicating a few hours per week. He also serves as an independent outside director for his father's securities holding company, John P. Simon, Inc., and is a Registered Representative with Fortitude Investment Group, LLC and an Investment Advisor Representative with Concorde Asset Management, LLC, both full-time.
Employment History
Current Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLC
Concorde Investment Services, LLCBroker
Previous Registrations
Realized Financial, INC.Broker
Emerson Equity LLCBroker
State Registrations17 states
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