Adam Simon is a registered investment advisor, based in San Francisco, CA, with 3 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold.
Location
San Francisco, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Adam provides real estate consulting services as President of Nomisimon, Inc., dedicating a few hours per week. He also serves as an independent outside director for his father's securities holding company, John P. Simon, Inc., and is a Registered Representative with Fortitude Investment Group, LLC and an Investment Advisor Representative with Concorde Asset Management, LLC, both full-time.
Employment History
Current Registrations
Concorde Asset Management, LLC
Concorde Investment Services, LLC
Concorde Investment Services, LLCBroker
Previous Registrations
Realized Financial, INC.Broker
Emerson Equity LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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