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James Wheeler

Aegis Wealth Management, INC.
3 Years of Experience
Dallas, TX
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

James Wheeler is a registered investment advisor at Aegis Wealth Management, INC., based in Dallas, TX, with 3 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 2,350 clients with $220M in assets under management.

Aegis Wealth Management, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
2,350 clients
Average Client Portfolio
$92K average
Assets Under Management
$216.5M

Fee Structure

Minimum Investment:$10K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.15%
$500K - $1.0M2.05%
$1.0M - $2.5M1.80%
$2.5M+1.80%

Fees for amounts over $2.5 million are negotiable. Accounts also incur a $35 annual software and reporting fee unless under $5,000. Assets managed by Portfolio Medics are subject to a 2.60% annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10935 Estate Lane, Suite 102, Dallas, TX, 75238

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2022
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James is a co-owner of Simplify Arms & Ammo LLC, a federally licensed firearms manufacturer, spending minimal time on order fulfillment and customer acquisition. He is also the CEO/co-owner of Simplify Enterprises, LLC d/b/a Simplify Wealth Partners, a licensed insurance and annuity brokerage, dedicating about a quarter of his time to training agents, selling and servicing insurance, and occasional consulting.

Employment History
Current Registrations
Aegis Wealth Management, INC.
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Maripau Wealth Management LLC
April 2023 - May 2023 · 1 mo
State Registrations1 state
TX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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James Wheeler - Financial Advisor | TrueAdvisor