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Sydney Miller

2 Years of Experience
Durham, NC
BrokerSells Insurance

Sydney Miller is a registered investment advisor at Cetera Investment Advisers LLC, based in Durham, NC, with 2 years of industry experience. Sydney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5129 NC Hwy 55, Suite 101, Durham, NC, 27713

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Sydney works as a fixed insurance agent with North Star Resource Group since April 2023. This activity takes a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.Broker
May 2023 - August 2023 · 3 mos
State Registrations17 states
COCTGAILKYMAMDMINCNJNVNYOHORPARITN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.