MP
MP
Miguel Penaloza
2 Years of Experience
Leander, TX
Broker
Miguel Penaloza is a registered investment advisor at Cetera Investment Advisers LLC, based in Leander, TX, with 2 years of industry experience. Miguel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
11255 Hero Way W, Leander, TX, 78641
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2025 - Present · 1 yr
Cetera Investment Services LLCBroker
May 2025 - Present · 1 yr
Previous Registrations
Edward Jones
July 2023 - May 2025 · 1 yr 10 mos
Edward JonesBroker
June 2023 - May 2025 · 1 yr 11 mos
State Registrations2 states
COTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.