MH
MH

Matthew Hathway

3 Years of Experience
Los Angeles, CA
1 DisclosureBroker

Matthew Hathway is a registered investment advisor at Seia, based in Los Angeles, CA, with 3 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 9,833 clients with $23B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
142 advisors
Number of Clients
9,833 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$22.5B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.50%
$1.0M - $2.5M1.30%
$2.5M - $5.0M1.20%
$5.0M - $10.0M1.10%
$10M+1.10%

Actual fees are negotiated based on unique client objectives, complexity, and asset types. Fees for amounts over $10M are negotiable. Fixed-income portfolio schedules have lower ranges (0.25% to 1.00%).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067

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History

Regulatory History (1)
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Criminal
October 2000
Final Disposition
Other Business Activities

Matthew works as a Client Service Associate for SEIA LLC, focusing on RIA sales and service. This investment-related activity takes nearly full-time hours.

Employment History
Current Registrations
Seia
January 2024 - Present · 2 yrs 9 mos
Signature Estate Securities, LLCBroker
September 2023 - Present · 3 yrs 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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