Reed Romo is a registered investment advisor, based in San Juan Capistrano, CA, with 2 years of industry experience.
Location
29122 Rancho Viego Rd, Ste 107, San Juan Capistrano, CA, 92675
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Reed sells fixed insurance products as an insurance agent, dedicating a few hours per week. He is also a financial advisor with North Star Resource Group, focusing on life insurance, disability insurance, securities, and business planning, which takes about a quarter of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.