DM
DM

David Moore

1 Year of Experience
Gilbert, AZ
Broker

David Moore is a registered investment advisor at Morgan Stanley, based in Gilbert, AZ, with 1 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

400 East Rivulon Boulevard, Gilbert, AZ, 85297

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David works at The Keg Steakhouse as an employee providing labor/service. This takes about 10-20% of his time after business hours and is not investment-related.

Employment History
Current Registrations
Morgan StanleyBroker
March 2025 - Present · 1 yr 2 mos
Morgan Stanley
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Park Avenue Securities LLC
October 2024 - March 2025 · 5 mos
Park Avenue Securities LLCBroker
August 2024 - March 2025 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Moore - Financial Advisor | TrueAdvisor