LP
LP

Lee Rocco Paglia

2 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

275 Hess Boulevard, Suite 100, Lancaster, PA, 17601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lee works at Faithward Advisors, LLC as a registered investment advisor since December 2023. This is a full-time commitment for Lee.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
October 2024 - Present · 1 yr 4 mos
Faithward Advisors, LLC
November 2023 - Present · 2 yrs 3 mos
Previous Registrations
American Portfolios Financial Services, INC.Broker
September 2023 - October 2024 · 1 yr 1 mo
State Registrations4 states
DEMANYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Lee Rocco Paglia - Financial Advisor | TrueAdvisor