Shrddha Singhi is a registered investment advisor at LPL Financial LLC, based in Saratoga, CA, with 2 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
18860 Cox Ave, Saratoga, CA, 95070
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Shrddha co-owns rental real estate since 2019 and works as a notary, dedicating minimal time to it. She also works full-time as a Premier Services Relationship Manager at BMO Investment Services and uses BMO Investment Services as a DBA for her LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.