Gifford Davis is a registered investment advisor at Waterrock Wealth Management, based in Albuquerque, NM, with 2 years of industry experience. Gifford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 275 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.40% |
| $50K - $100K | 1.40% |
| $100K - $500K | 1.40% |
| $500K - $750K | 1.25% |
| $750K - $1000K | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Prien Asset Management may specifically direct clients to Orion Portfolio Solutions, LLC. The annual fee schedule is as follows: $0.00 $50,000.00 Prien Asset Management’s Fee 1.4% OPS’ Fee 0.45% $50,000.01 $100,000.00 1.4% 0.30% $100,000.01 $500,000.00 1.4% 0.20% $500,000.01 $$749,999 1.25% 0.15% $750,000 - $999,999 1.0% 0.15% $1,000,000.00 - $5,000,000.00 0.75% 0.10% Over $5,000,000.00 0.50% 0.08%. For clients who utilize Pontera, the fee schedule above will apply. Please note that .25% of the management fee will be paid to Pontera by Prien Asset Management.
Fee Estimator
Location
6565 Americas Parkway Ne, Ste 200, Albuquerque, NM, 87110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Waterrock Wealth Management
State Registrations2 states
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