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Ronald Ellis is a registered investment advisor at Cetera Investment Advisers LLC, based in Carmel, IN, with 2 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
1361 South Rangeline Rd, Carmel, IN, 46302
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
April 2025 - Present · 1 yr 1 mo
Cetera Investment Advisers LLC
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2025 - April 2025 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2025 - April 2025 · 2 mos
LPL Financial LLC
September 2024 - January 2025 · 4 mos
LPL Financial LLCBroker
September 2024 - January 2025 · 4 mos
LPL Financial LLCBroker
September 2023 - April 2024 · 7 mos
State Registrations1 state
IN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.