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Jake Smaha

1 Year of Experience
Houston, TX
Broker

Jake Smaha is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 1 years of industry experience. Jake operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1311 Reinerman St Unit E, Houston, TX, 77007

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jake works as a financial advisor for IMG Financial Group, Inc., advising on investments and asset allocation. This activity takes up a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2024 - Present · 2 yrs 1 mo
Cetera Wealth Services, LLC
July 2024 - Present · 2 yrs 2 mos
Cetera Wealth Services, LLCBroker
July 2024 - Present · 2 yrs 2 mos
State Registrations5 states
CACOGANYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jake Smaha - Financial Advisor | TrueAdvisor