Michael Smith
Michael Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Mt. Arlington, NJ, with 1 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
200 Valley Road, Suite 300, Mt. Arlington, NJ, 07856
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael works as a Wealth Management Assistant at Nisivoccia Wealth Advisors, LLC, dedicating nearly full-time hours to handling client requests, paperwork, report generation, and meeting coordination. He also works as an Insurance Agent for Avantax Insurance Agency and/or Avantax Insurance Services, spending minimal time meeting with clients to discuss insurance products.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations4 states
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