SM
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Sophie Miller

2 Years of Experience
Ludlow, MA
Broker

Sophie Miller is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Ludlow, MA, with 2 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

535 East St, Ludlow, MA, 01056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2025 - Present · 7 mos
Raymond James Financial Services, INC.Broker
October 2025 - Present · 7 mos
Previous Registrations
Commonwealth Financial Network
July 2024 - October 2025 · 1 yr 3 mos
Commonwealth Financial NetworkBroker
July 2024 - October 2025 · 1 yr 3 mos
Equitable Advisors, LLC
January 2024 - July 2024 · 6 mos
Equitable Advisors, LLCBroker
September 2023 - July 2024 · 10 mos
State Registrations1 state
MA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sophie Miller - Financial Advisor | TrueAdvisor