Jennifer Ramaswamy is a registered investment advisor at Sonoma Mountain Financial LLC, based in Petaluma, CA, with 2 years of industry experience. Jennifer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 32 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sonoma Mountain Financial charges an annual fixed fee for wealth management services, which includes both financial planning and investment management.
For individuals or families with less than $3,000,000 in combined assets, the annual fixed fee is $6,750, payable quarterly in advance. For those with over $3,000,000, the fee is negotiated. Sonoma offers a sliding scale for individuals or families with less than $1,000,000 in assets under advisement. Fixed fees will never exceed 1.00% of assets under advisement annualized.
Location
Petaluma, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Sonoma Mountain Financial LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
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