Dominick Cowdrey is a registered investment advisor, based in Charlotte, NC, with 1 years of industry experience.
Location
601 S. Tryon Street, Suite 100, Charlotte, NC, 28202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ally Invest Securities LLC
February 2025 - Present · 1 yr 3 mos
Ally Invest Securities LLCBroker
February 2025 - Present · 1 yr 3 mos
Ally Invest Advisors
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Equitable Advisors, LLC
September 2024 - February 2025 · 5 mos
Equitable Advisors, LLCBroker
September 2024 - February 2025 · 5 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.