SD
SD

Sean Patrick Duffy

1 Year of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
14 advisors
Number of Clients
2,599 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$4.9B
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Location

161 Washington Street, Suite 1325, Conshohocken, PA, 19428

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sean works as an internal wholesaler for Copeland Capital Management, LLC, dedicating nearly full-time hours to this role.

Employment History
Current Registrations
Copeland Capital Management, LLC
August 2024 - Present · 1 yr 6 mos
Vigilant Distributors, LLCBroker
August 2024 - Present · 1 yr 6 mos
State Registrations1 state
PA
Advisor
Exams
No exam information available for this advisor.
Sean Patrick Duffy - Financial Advisor | TrueAdvisor