Sean Duffy
Sean Duffy is a registered investment advisor at Copeland Capital Management, LLC, based in Conshohocken, PA, with 2 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 1,983 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.80% |
Schedule reflects the Small Cap Dividend Growth strategy. Copeland offers multiple strategies with varying fee schedules and account minimums ranging from $250,000 to $10,000,000. Fees are negotiable.
Fee Estimator
Location
161 Washington Street, Suite 1325, Conshohocken, PA, 19428
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sean works as an internal wholesaler for Copeland Capital Management, LLC, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Copeland Capital Management, LLC
Vigilant Distributors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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