Nicholas Roberts is a registered investment advisor, based in Clarksburg, WV, with 2 years of industry experience.
Location
607 E Pike St, Clarksburg, WV, 26301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas owns rental real estate property since April 2022. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
January 2025 - Present · 1 yr 6 mos
Cambridge Investment Research Advisors, INC.
January 2025 - Present · 1 yr 6 mos
Previous Registrations
Equitable Advisors, LLCBroker
August 2023 - November 2024 · 1 yr 3 mos
State Registrations1 state
WV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.