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Todd Frumson

2 Years of Experience
Sandy, UT
Broker

Todd Frumson is a registered investment advisor, based in Sandy, UT, with 2 years of industry experience.

Location

9815 South Monroe St, Suite 550, Sandy, UT, 84070

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Todd is an elected board member for Big Brothers Big Sisters of Utah, a non-profit organization, since January 2025. He spends minimal time per week in this role, including during trading hours, to help further the organization's mission.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2023 - Present · 2 yrs 8 mos
Cetera Wealth Services, LLCBroker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Securian Financial Services, INC.Broker
August 2023 - September 2023 · 1 mo
State Registrations7 states
GAIDMONEORTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.