William King is a registered investment advisor, based in Delafield, WI, with 1 years of industry experience.
Location
Delafield, WI
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Russell Investments Financial Services, LLCBroker
April 2025 - Present · 1 yr 1 mo
Russell Investments
April 2025 - Present · 1 yr 1 mo
Russell Investments Financial Services, LLC
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Mutual of Omaha Investor Services, INC.
October 2024 - April 2025 · 6 mos
Mutual of Omaha Investor Services, INC.Broker
September 2024 - April 2025 · 7 mos
W&s Brokerage Services, INC.Broker
July 2023 - January 2024 · 6 mos
State Registrations50 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.