Samuel Mendel is a registered investment advisor, based in San Diego, CA, with 2 years of industry experience.
Location
San Diego, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Samuel supports touring artists and teaches music since 2015, dedicating minimal time to this. He also works as an insurance agent selling fixed insurance products since May 2023, also dedicating minimal time to this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2024 - Present · 1 yr 10 mos
Cetera Wealth Services, LLCBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
MML Investors Services, LLC
April 2024 - July 2024 · 3 mos
MML Investors Services, LLCBroker
September 2023 - July 2024 · 10 mos
State Registrations9 states
CACOFLKSMAMONYSCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.