Lukas Barthel
Lukas Barthel is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Milwaukee, WI, with 3 years of industry experience. Lukas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1433 North Water Street, Suite 400/500, Milwaukee, WI, 53202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Lukas works as a financial advisor for North Star Resource Group, focusing on soliciting and servicing financial products and advisory services. This activity takes Lukas full-time hours, including during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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