Dhruba Pant is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 1 years of industry experience. Dhruba operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
12243 Queenston Blvd, Suite A, Houston, TX, 77095
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dhruba is the managing member of Infinity 4 LLC, an owner-occupied rental property. He dedicates minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
State Registrations1 state
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