Alex Caiola is a registered investment advisor at Morgan Stanley, based in Gilbert, AZ, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
400 East Rivulon Boulevard, Gilbert, AZ, 85297
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alex is a managing member of Roxy Holding Company LLC, a real estate business, since January 2022. This activity requires minimal time and is not investment-related.
Employment History
Previous Registrations
Morgan Stanley
March 2025 - March 2026 · 1 yr
Exams
No exam information available for this advisor.