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William Nguyen

2 Years of Experience
Torrance, CA
Broker

William Nguyen is a registered investment advisor at Cetera Investment Advisers LLC, based in Torrance, CA, with 2 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

25500 Hawthorne Blvd Ste 1140, Torrance, CA, 90505

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

William works as an administrative assistant for APS Services, a financial planning firm, since July 2023. This takes about 10-20% of his time, including during trading hours, and involves clerical work.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2024 - Present · 1 yr 11 mos
Cetera Wealth Services, LLCBroker
November 2023 - Present · 2 yrs 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.