TrueAdvisor
TrueAdvisor
PW
PW

Phillip Wildes

Arroyo Investment Group, LLC
3 Years of Experience
Denver, CO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Phillip Wildes is a registered investment advisor at Arroyo Investment Group, LLC, based in Denver, CO, with 3 years of industry experience. Phillip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 337 clients with $320M in assets under management.

Arroyo Investment Group, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
Number of Clients
337 clients
Average Client Portfolio
$948K average
Assets Under Management
$319.5M

Fee Structure

Minimum Investment:$500K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.00%
$250K - $1.0M0.80%
$1.0M - $5.0M0.65%
$5M+0.50%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Denver, CO

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Phillip works full-time at 49 Wealth Management, providing advice to clients. He also dedicates minimal time to selling fixed/traditional insurance products and solicits new clients for Arroyo Investment Group, taking nearly full-time hours combined.

Employment History
Current Registrations
Arroyo Investment Group, LLC
October 2023 - Present · 3 yrs
Capital Research Brokerage Services, LLC
October 2023 - Present · 3 yrs
Capital Research Brokerage Services, LLCBroker
October 2023 - Present · 3 yrs
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2023 - October 2023 · 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Denver, CO →All financial advisors in Colorado →