AP
AP

Alexander Peterson

3 Years of Experience
Chicago, IL
Broker

Alexander Peterson is a registered investment advisor, based in Chicago, IL, with 3 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold.

Location

200 W. Madison Ave., Suite 2200, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander works full-time as a business development consultant for AssetMark, Inc., a registered investment adviser and affiliate of AssetMark Brokerage, LLC. This employment began in July 2024.

Employment History
Current Registrations
Assetmark Brokerage, LLCBroker
July 2024 - Present · 2 yrs 3 mos
Assetmark, INC.
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Equitable Advisors, LLC
November 2023 - July 2024 · 8 mos
Equitable Advisors, LLCBroker
August 2023 - July 2024 · 11 mos
State Registrations2 states
CAIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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