Thomas Dubois
Thomas Dubois is a registered investment advisor at Dubois Capital Management LLC, based in Saratoga Springs, NY, with 2 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 1 clients with $70K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of assets, complexity of accounts, householding of all accounts, anticipated future earning capacity, anticipated future additional assets, dollar amounts of assets to be managed, related accounts, account composition, negotiations with Clients, etc.). Altruist LLC's Model Marketplace fees range between 0.00% and 1.00% and are automatically passed through to and debited from clients’ accounts.
Fee Estimator
Location
Saratoga Springs, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Thomas works as an Enterprise Account Executive at Daloopa, a software company, dedicating full-time hours to the role. He spends most of his time on this activity during securities trading hours.
Employment History
Current Registrations
Dubois Capital Management LLC
State Registrations1 state
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