AK
AK

Alan Norman Kennedy

1 Year of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)
Firm Size
137 advisors
Number of Clients
6,406 clients
Average Client Portfolio
$268K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$50K
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Location

Holly Springs, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Navy Federal Investment Services, LLCBroker
April 2025 - Present · 10 mos
Navy Federal Investment Services, LLC
April 2025 - Present · 10 mos
Navy Federal Investment Services, LLC
April 2025 - Present · 10 mos
Previous Registrations
Cetera Investment Advisers LLC
January 2024 - March 2025 · 1 yr 2 mos
Cetera Advisor Networks LLCBroker
December 2023 - March 2025 · 1 yr 3 mos
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.