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Brett Bailey

2 Years of Experience
Dallas, TX
BrokerSells Insurance

Brett Bailey is a registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 2 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

4222 Roseland ave, #106, Dallas, TX, 75204

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brett sells fixed insurance products with various companies as an insurance agent, dedicating a few hours per week. He also works as a marketing associate for IMG Financial Group, spending nearly full-time hours on financial services, sales, and marketing.

Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2024 - Present · 2 yrs 4 mos
Cetera Wealth Services, LLCBroker
February 2024 - Present · 2 yrs 7 mos
Cetera Wealth Services, LLC
February 2024 - Present · 2 yrs 7 mos
State Registrations1 state
TX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brett Bailey - Financial Advisor | TrueAdvisor