Mitchell Bergen is a registered investment advisor, based in Lincoln, NE, with 2 years of industry experience.
Location
4220 Lucile Dr., Suite 100, Lincoln, NE, 68506
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
February 2005Final Disposition
Other Business Activities
Mitchell jointly owns a lake house for personal use and assists with its upkeep, dedicating minimal time. He also volunteers as a youth basketball coach at the YMCA and is a member of the Knights of Columbus, volunteering to provide meals and yard maintenance.
Employment History
Current Registrations
Newedge Advisors
July 2025 - Present · 10 mos
Newedge Securities, LLCBroker
July 2025 - Present · 10 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
October 2023 - July 2025 · 1 yr 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
September 2023 - July 2025 · 1 yr 10 mos
State Registrations18 states
AZCACOFLILINKSMNMONENVNYOKORSCTNTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.