Sarah Kaiser is a registered investment advisor, based in New York, NY, with 2 years of industry experience.
Location
1251 Ave of the Americas, Suite 4700, New York, NY, 10020
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Tcw Funds Distributors LLCBroker
September 2024 - Present · 1 yr 8 mos
Tcw Investment Management Company LLC
September 2024 - Present · 1 yr 8 mos
Tcw Funds Distributors LLC
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Blackrock Investment Management, LLC
April 2024 - August 2024 · 4 mos
Blackrock Investments, LLCBroker
December 2023 - August 2024 · 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.