Nicolas Carbone
Nicolas Carbone is a registered investment advisor at Tailored Wealth Solutions, based in Saratoga Springs, NY, with 2 years of industry experience. Nicolas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 7 more. Their firm serves 253 clients with $270M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.05% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $5.0M | 0.65% |
| $5M+ | 0.55% |
Fees are negotiable at the sole discretion of the firm. Previous advisory relationships and legacy clients may be subject to different fee schedules.
Fee Estimator
Location
110 Henry St., Saratoga Springs, NY, 12866
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicolas is an insurance broker appointed with outside carriers to broker non-registered products. This activity requires a few hours per week.
Employment History
Current Registrations
Tailored Wealth Solutions
Previous Registrations
Eagle Strategies LLC
Nylife Securities LLCBroker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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