Richard Halverson
Richard Halverson is a registered investment advisor at Capital Investment Advisory Services, LLC, based in St Simons Island, GA, with 2 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
1700 Frederica Rd, Ste 200, St Simons Island, GA, 31522
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard sells fixed insurance products including life, health, disability, annuities, and long-term care, dedicating a few hours per week. He is also a financial consultant at Phillips Wealth Management Group, LLC, spending a few hours per week assisting clients with financial planning, and owns Richhunter Halverson, LLC, which he uses to pay business and personal expenses, taking about a quarter of his time.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.
Capital Investment Group, INC.Broker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.