John Appleton
John Appleton is a registered investment advisor at Raymond James & Associates, INC., based in Huntsville, AL, with 2 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
601 Madison Street, Huntsville, AL, 35801
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John is involved with Global Technical Services, Inc. as a part-time employee managing data, dedicating about 10-20% of his time. He is also a part owner of Lost File Films LLC, a film production company, spending minimal time as a passive investor, and holds an Alabama Real Estate Agent license, though he is not actively selling real estate.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.