Zhou Yu is a registered investment advisor at Forward Horizon Investment, based in Millbrae, CA, with 2 years of industry experience. Zhou operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 8 clients with $470K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees are generally negotiable. Firm also offers performance-based fees to qualified clients: Option 1 is an annual fee of 1.00% of the value of your portfolio, plus 20% of any increase in value. Option 2 is an annual fee of 1.00% of the value of your portfolio, plus 25% of any increase in value above 6% per year.
Fee Estimator
Location
Millbrae, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Zhou owns and manages rental properties. This activity requires a few hours per week.
Employment History
Current Registrations
Forward Horizon Investment
State Registrations1 state
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