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Nicholas Keen

2 Years of Experience
Sheldon, IA
BrokerSells Insurance

Nicholas Keen is a registered investment advisor, based in Sheldon, IA, with 2 years of industry experience.

Location

101 N Runger, Suite D, Sheldon, IA, 51201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas owns Nicholas Keen's Insurance Agency, where he services customers and supervises employees, taking about half of his time. He also owns KNK Enterprises, LLC, an asset holding company with no business activity.

Employment History
Current Registrations
State Farm Vp Management CORP.
October 2023 - Present · 2 yrs 7 mos
State Farm Vp Management CORP.Broker
October 2023 - Present · 2 yrs 7 mos
State Farm Investment Management CORP.
October 2023 - Present · 2 yrs 7 mos
State Registrations4 states
IAMNNESD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.