Dawson Phillips is a registered investment advisor at LPL Financial LLC, based in Ferndale, WA, with 2 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1573 Main St, Ferndale, WA, 98248
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dawson is an artist/musician for Idiom Theater, dedicating about 10-20% of his time. He also operates JD Phillips & Associates, Inc. as a DBA for his LPL business, dedicating nearly full-time hours to it, with 100 hours specifically during trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.