Aubri Swartz
Aubri Swartz is a registered investment advisor at LPL Financial LLC, based in Johnsonburg, PA, with 2 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
410 Wilcox Road, Johnsonburg, PA, 15845
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Regulatory History (2)
Financial
February 2023Financial
February 2017Other Business Activities
Aubri operates Northwest Investments as a DBA for her LPL business and has a financial institution duty at Northwest Bank, dedicating full-time hours to the latter. She also serves as a Notary for the State of PA, spending minimal time on it, and previously had a business entity for tax/investment purposes called Twisted Willow Grazing Co, which is no longer active.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.