Erik Swanson
Erik Swanson is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 2 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
841 Apollo St, Suite 475, El Segundo, CA, 90245
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Erik is the CEO of East Pole Inc, an S Corp involved in music recording, editing, and mixing for film and other media, dedicating about 10-20% of his time. He also works as a Financial Assistant at Pitchess & Pitchess LLP, providing tax preparation, financial planning, and portfolio management services, taking nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations1 state
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