AS
AS

Aaron Schwartz

1 Year of Experience
Maria Stein, OH
Broker

Aaron Schwartz is a registered investment advisor, based in Maria Stein, OH, with 1 years of industry experience.

Location

8089 Booster Drive, Maria Stein, OH, 45860

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron works as a CPA at Moorman, Harting, & Company, offering tax planning, preparation, consulting, payroll, bookkeeping, and business valuations, taking nearly full-time. He also serves on the Finance Committee of Holy Redeemer Catholic Church, dedicating minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
October 2024 - September 2025 · 11 mos
Avantax Investment Services, INC.Broker
August 2024 - September 2025 · 1 yr 1 mo
State Registrations1 state
OH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.