DC
DC

Dalton Cunningham

2 Years of Experience
Sandy, UT
Broker

Dalton Cunningham is a registered investment advisor at Cetera Investment Advisers LLC, based in Sandy, UT, with 2 years of industry experience. Dalton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

9815 South Monroe St, Suite 550, Sandy, UT, 84070

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dalton is a financial advisor with Renaissance Financial since October 2023, advising clients on finances and asset management. This takes up a full-time commitment, with most of the hours during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2024 - Present · 2 yrs 8 mos
Cetera Wealth Services, LLCBroker
December 2023 - Present · 2 yrs 9 mos
State Registrations6 states
AZCACOHIIDUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dalton Cunningham - Financial Advisor | TrueAdvisor