JA
JA
Joseph Arsenio
53 Years of Experience
San Anselmo, CA
1 Disclosure
Joseph Arsenio is a registered investment advisor at Arsenio Capital Management LLC, based in San Anselmo, CA, with 53 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Fixed/Hourly
Firm Size
1 advisor
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
- Investment advisory services are available at $200 per hour, or on a fixed fee basis, which is negotiable depending on the assignment.
Hourly Rate:$200/hr
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Location
75 Estates Dr., 75, San Anselmo, CA, 94960
Get directionsHistory
Regulatory History (1)
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Regulatory
July 1977Final
Other Business Activities
Joseph is a project manager for Sonoma fire clean-up through Arsenio Capital Management, LLC. He dedicates about 10-20% of his time to this role, with minimal time spent during securities trading hours.
Employment History
Current Registrations
Arsenio Capital Management LLC
January 2019 - Present · 7 yrs 4 mos
Previous Registrations
Arsenio Capital Management LLC
February 2018 - December 2018 · 10 mos
Arsenio Capital Management LLC
June 2004 - December 2017 · 13 yrs 6 mos
J.P. Morgan Securities INC.Broker
May 2001 - April 2002 · 11 mos
J.P. Morgan Securities INC.Broker
February 2001 - May 2001 · 3 mos
Chase Securities INC.Broker
February 2000 - February 2001 · 1 yr
Hambrecht & Quist LLCBroker
November 1989 - February 2000 · 10 yrs 3 mos
Henry F. Swift & CO.Broker
February 1989 - September 1989 · 7 mos
Birr Wilson, INC.Broker
August 1988 - December 1988 · 4 mos
Bws, INC.Broker
February 1986 - August 1988 · 2 yrs 6 mos
Birr, Wilson & CO., INC.Broker
February 1977 - November 1988 · 11 yrs 9 mos
Starr & Kuehl, INC.Broker
September 1973 - August 1977 · 3 yrs 11 mos
C. A. Botzum & CO.Broker
September 1969 - October 1973 · 4 yrs 1 mo
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.