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Marcus Rick

1 Year of Experience
St Cloud, MN
Broker

Marcus Rick is a registered investment advisor, based in St Cloud, MN, with 1 years of industry experience.

Location

St Cloud, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Advisors LLC
June 2025 - Present · 1 yr 3 mos
Cetera Advisors LLCBroker
June 2025 - Present · 1 yr 3 mos
Cetera Investment Advisers LLC
July 2024 - Present · 2 yrs 2 mos
Previous Registrations
Cetera Investment Services LLCBroker
April 2024 - June 2025 · 1 yr 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
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You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marcus Rick - Financial Advisor | TrueAdvisor