Keefer Whaley
Keefer Whaley is a registered investment advisor at Gwn Securities INC., based in Greenwood Village, CO, with 2 years of industry experience. Keefer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 37,091 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GWN Securities offers several managed account programs with fees based on a percentage of your portfolio's value. These fees are typically billed quarterly. The specific fees vary depending on the program you choose and the amount you invest. Some programs have minimum account sizes and platform fees. GWN's fees do not include brokerage and custodial services. GWN may also recommend third-party money managers, which will result in additional fees.
Location
5655 South Yosemite Street, # 208, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Keefer works as an independent contractor for Everest Microbial Defense, LLC, handling inventory management and product fulfillment. Keefer also provides life and health insurance services to clients, dedicating about a quarter of his time, and works as a registered representative for Aspenmark Wealth Management, spending nearly full-time helping clients with financial planning and retirement through securities products.
Employment History
Current Registrations
Gwn Securities INC.
Gwn Securities INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.