KS
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Kimberly Stratton

2 Years of Experience
Wall, NJ
Broker

Kimberly Stratton is a registered investment advisor at Cetera Investment Advisers LLC, based in Wall, NJ, with 2 years of industry experience. Kimberly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1800 Route 34, Building 2 Suite 201, Wall, NJ, 07719

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kimberly works as an administrative assistant for Mid Atlantic Resource Group, a financial services company, since November 2023. This takes about 10-20% of her time, including during trading hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 5 mos
Cetera Wealth Services, LLCBroker
January 2024 - Present · 2 yrs 6 mos
State Registrations2 states
CANJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.