David Griffith is a registered investment advisor, based in Stamford, CT, with 2 years of industry experience.
Location
60 Long Ridge Rd, Suite 210, Stamford, CT, 06092
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David works as a general manager at 88 Keys Piano Bar and Cafe since 2022. This takes nearly full-time hours.
Employment History
Current Registrations
Ifp Securities, LLCBroker
September 2025 - Present · 8 mos
Independent Financial Partners
September 2025 - Present · 8 mos
Previous Registrations
Equitable Advisors, LLC
April 2024 - September 2025 · 1 yr 5 mos
Equitable Advisors, LLCBroker
February 2024 - September 2025 · 1 yr 7 mos
State Registrations12 states
AZCACTFLGAINKSMENJPATXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.