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William Thompson

1 Year of Experience
Cartersville, GA
Broker

William Thompson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Cartersville, GA, with 1 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

9 South Bartow Street, Cartersville, GA, 30120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is involved with Merritt Financial as a support company advisor and is a youth small group leader at Sam Jones Methodist Church. He spends minimal time with Merritt Financial and a few hours per week as a youth group leader.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2025 - Present · 1 yr 1 mo
Raymond James Financial Services, INC.Broker
September 2024 - Present · 1 yr 8 mos
State Registrations1 state
GA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Thompson - Financial Advisor | TrueAdvisor